We are a specialist provider of regulatory and corporate governance consulting and training services. Our training (public courses & tailored in-house training) covers financial services, anti-money laundering and data protection.
4 we have provided comprehensive and up-to-date training to enable clients to implement changes in their businesses quickly and in the most efficient and cost-effective manner possible.
Our full list of training programmes appears at http://www.complianceireland.com/Training.html.
Our courses include: How to Handle a Financial Regulator Inspection; How to handle a Data Protection Commissioner Inspection, Anti-Money Laundering, Data Protection and Audits, Markets in Financial Instruments Directive (i.e MiFID), Role of the Compliance Officer, Risk-based Compliance Monitoring, Treating Customers Fairly and Complaints Handling and General Compliance. We design and deliver training on all financial services and data protection compliance topics.
Our courses include: Directors' Duties, How to Handle a Financial Regulator Inspection; How to handle a Data Protection Commissioner Inspection, Anti-Money Laundering, Data Protection and Audits, Markets in Financial Instruments Directive, Role of the Compliance Officer, Risk-based Compliance Monitoring, Treating Customers Fairly and Complaints Handling. We can design and deliver on all financial services compliance and data protection topics.
Compliance Ireland is run by highly qualified and trained professionals.
Peter Oakes, Principal, is a solicitor (qualified in Ireland, UK and Australia). In addition to his legal qualifications Peter completed post graduate studies in Corporate Governance and worked as financial regulator with the UK Financial Services Authority and the Australian Securities & Investments Commission. Peter also served as the Head of Legal & Compliance for various companies in the UK and Ireland.
Kevin O'Doherty, Principal, qualified as a Chartered Accountant in Ireland. He holds a Master of Business Studies (Finance) and a Postgraduate Diploma in Professional Accounting from University College Dublin. Kevin was managing director of a large funds custodian company for eight years.
Peter and Kevin have extensive local and international legal, accounting, operational risk and compliance experience in securities, hedge funds, asset management, custody, banking and funds administration. This unique experience gives our training a truly practical and comprehensive edge.
See http://www.complianceireland.com/aboutus.html for more details about us.
For confidentiality reasons we do not name our clients. However we have trained and advised: Government bodies, Financial Regulators, Banks (retail, wholesale and investment banks), Insurance Companies, Asset Managers, Funds Management Companies, Administrators, Intermediaries, Stockbrokers, Solicitors, Accountants and Mobile Phone Operators.
In a nutshell, we have trained and delivered compliance, corporate governance and AML presentations: